PRINCIPLES OF ETHICS FOR EMERGENCY PHYSICIANS
Contents
I.
Principles of
Ethics for Emergency Physicians
II.
Ethics in Emergency Medicine: An Overview
A. Ethical Foundations of Emergency
Medicine
1. Moral
pluralism
2. Unique
duties of emergency physicians
3. Virtues in
emergency medicine
B. The Emergency Physician-Patient
Relationship
1. Beneficence
2. Nonmaleficence
3. Respect for patient autonomy
C. The Emergency Physician's Relations
with Other Professionals
1. Relationships with other physicians
2. Relationships with nurses and
paramedical personnel
3. Impaired or incompetent physicians
4. Relationships with business and
administration
5. Relationships with trainees
6. Relationships with the legal system
as an expert witness
7. Relationships with the research
community
D. The Emergency Physician's Relationships
with Society
1. The emergency physician and society
2. Resource allocation and health care
access: problems of justice
3. Central tenets of the emergency
physician's relationship with society:
a. Access to
emergency medical care is a fundamental right
b. Adequate
inhospital and outpatient resources must be available to guard emergency
patients' interests
c. Emergency
physicians should promote prudent resource stewardship without compromising
quality
d. The duty to
respond to prehospital emergencies and disasters
e. The duty to
oppose violence
f. The duty to
promote the public health
III. A
Compendium of ACEP Policy Statements on Ethical Issues
A. ACEP Business Arrangements
B. Advertising and Publicity of
Emergency Medical Care
C. Agreements Restricting the Practice
of Emergency Medicine
D. Animal Use in Research
E. Antitrust
F. Appropriate Interhospital Patient
Transfer
G. Board Member and Officer Expert
Testimony
H. Collective Bargaining, Work
Stoppages, and Slowdowns
I. Conflict of Interest
J. Delivery of Care to Undocumented
Persons
K. Disclosure of Medical Errors
L. Discontinuing Resuscitation in the
Out-of-Hospital Setting
M. Domestic Family Violence
N. Emergency Physician Contractual
Relationships
O. Emergency Physician Rights and
Responsibilities
P. Emergency Physician Stewardship of Finite
Resources
Q. Emergency Physicians' Patient Care
Responsibilities Outside of the Emergency Department
R. EMTALA and On-call Responsibility
for Emergency Department Patients
S. Ethical Issues of Resuscitation
T. Expert Witness Guidelines for the Specialty of
Emergency Medicine
U. Fictitious Patients
V. Filming in the Emergency Department
W. Financial Conflicts of Interest in
Biomedical Research
X. Gifts to Emergency Physicians from
the Biomedical Industry
Y Law Enforcement Information Gathering
in the Emergency Department
Z. Managed Care and Emergency Medical
Ethics
AA. Nonbeneficial ("Futile")
Emergency Medical Interventions
BB. Non-Discrimination
CC. Patient Confidentiality
DD. Patient-and Family-Centered Care
and the Role of the Emergency Physician Providing Care to a Child in
the Emergency Department
EE. Universal Health Care Coverage
FF. Use of Patient Restraints
I. PRINCIPLES OF ETHICS FOR
EMERGENCY PHYSICIANS
The basic
professional obligation of beneficent service to humanity is expressed in
various physicians' oaths and codes of ethics. In addition to this general
obligation, emergency physicians accept specific ethical obligations that arise
out of the special features of emergency medical practice. The principles
listed below express fundamental moral responsibilities of emergency
physicians.
Emergency
Physicians Shall:
1. Embrace patient welfare as their
primary professional responsibility.
2. Respond promptly and expertly, without
prejudice or partiality, to the need for emergency medical care.
3. Respect the rights and strive to
protect the best interests of their patients, particularly the most vulnerable
and those unable to make treatment choices due to diminished decision-making
capacity.
4. Communicate truthfully with patients
and secure their informed consent for treatment, unless the urgency of the
patient's condition demands an immediate response.
5. Respect patient privacy and disclose
confidential information only with consent of the patient or when required by
an overriding duty such as the duty to protect others or to obey the law.
6. Deal fairly and honestly with colleagues and
take appropriate action to protect patients from health care providers who are
impaired or incompetent, or who engage in fraud or deception.
7. Work cooperatively with others who care
for, and about, emergency patients.
8. Engage in continuing study to maintain
the knowledge and skills necessary to provide high quality care for emergency
patients.
9. Act as responsible stewards of the
health care resources entrusted to them.
10. Support societal efforts to improve
public health and safety, reduce the effects of injury and illness, and secure
access to emergency and other basic health care for all.
II. ETHICS IN EMERGENCY MEDICINE:
AN OVERVIEW
A. Ethical Foundations of Emergency Medicine
Although
professional responsibilities have been a concern of physicians since
antiquity, recent years have seen dramatic growth of both professional and
societal attention to moral issues in health care. This increased interest in
medical ethics is a result of multiple factors, including the greater
technologic power of contemporary medicine, the medicalization of societal
ills, the growing sophistication of patients, efforts to protect the civil
rights of disadvantaged groups in our society, and the persistently rising
costs of health care. All of these factors contribute to the significance, the
complexity, and the urgency of moral questions in contemporary emergency
medicine.
1.
Moral pluralism
In addressing
ethical questions, emergency physicians can consult a variety of sources for
guidance. Professional oaths and codes of ethics are an important source of
guidance, as are general cultural values, social norms embodied in the law,
religious and philosophical moral traditions, and professional role models. All
of these sources claim moral authority, and together they can inspire
physicians to lead rich and committed moral lives. Problems arise, however,
when different sources of moral guidance come into conflict in our pluralistic
society. Numerous attempts have been made to find an overarching moral theory
able to assess and prioritize moral claims from all of their various sources.
Lacking agreement on the primacy of any one of these theories, we are left with
a pluralism of different sources of moral guidance. The goal of bioethics is to
help us understand, interpret, and weigh competing moral values as we see
reasoned and defensible solutions to moral problems encountered in health care.
2.
Unique duties of emergency physicians
The unique
setting and goals of emergency medicine give rise to a number of distinctive
ethical concerns. Among the special moral challenges confronted by emergency
physicians are the following: First, patients often arrive at the emergency
department with acute illnesses or injuries that require immediate care. In
these emergent situations, emergency physicians have little time to gather
additional data, consult with others, or deliberate about alternative
treatments. Instead, there is a presumption for quick action guided by
predetermined treatment protocols. Second, patients in the emergency department
often are unable to participate in decisions regarding their health care
because of acute changes in their mental state. When patients lack
decision-making capacity, emergency physicians cannot secure their informed
consent to treatment. Third, emergency physicians typically have had no prior
relationship with their patients in the emergency department. Patients often
arrive in the emergency department unscheduled, in crisis, and sometimes
against their own free will. Thus, emergency physicians cannot rely on earned
trust or on prior knowledge of the patient's condition, values, or wishes
regarding medical treatment. The patient's willingness to seek emergency care
and to trust the physician is based on institutional and professional
assurances rather than on an established personal relationship. Fourth,
emergency physicians practice in an institutional setting, the hospital
emergency department, and in close working relationships with other physicians,
nurses, emergency medical technicians, and other health care professionals.
Thus, emergency physicians must understand and respect institutional
regulations and inter-professional norms of conduct. Fifth, in the United
States, emergency physicians have been given a unique social role and
responsibility to act as health care providers of last resort for many patients
who have no other feasible access to care. Sixth, emergency physicians have a societal
duty to render emergency aid outside their normal health care setting when such
intervention may save life or limb. Finally, by virtue of their broad expertise
and training, emergency physicians are expected to be a resource for the
community in prehospital care, disaster management, toxicology, cardiopulmonary
resuscitation, public health, injury control, and related areas. All of these
special circumstances shape the moral dimensions of emergency medical practice.
3. Virtues
in emergency medicine
As noted above,
the emergency department is a unique practice environment with distinctive
moral challenges. To respond appropriately to these moral challenges, emergency
physicians need knowledge of moral concepts and principles, and moral reasoning
skills. Just as important for moral action as knowledge and skills, however,
are morally valuable attitudes, character traits, and dispositions, identified
in ethical theory as virtues. The virtuous person is motivated to act in
support of his or her moral beliefs and ideals, and he or she serves as a role
model for others. It is, therefore, important to identify and promote the moral
virtues needed by emergency physicians. Fostering these virtues can be a kind
of moral vaccination against the pitfalls inherent in emergency medical
practice. Two timeless virtues of classic Western thought have essential roles
in emergency medicine today: courage and justice.
Courage is the ability to carry out one’s
obligations despite personal risk or danger. The courageous physician advocates
for patients against managed care gatekeepers, demanding employers,
interrogating police, incompetent trainees, dismissive consultants,
self-absorbed families, and inquiring reporters, just to name a few. Emergency
physicians exhibit courage when they assume personal risk to provide steadfast
care for the violent, psychologically agitated criminal or the infected
intravenous drug-user.
Justice or fairness is the disposition to give such person what is due to him or her. Justice helps emergency physicians shepherd resources and employ therapeutic parsimony, refusing marginally beneficial care to some while guaranteeing a basic level of care for all others.
Justice or fairness is the disposition to give such person what is due to him or her. Justice helps emergency physicians shepherd resources and employ therapeutic parsimony, refusing marginally beneficial care to some while guaranteeing a basic level of care for all others.
Additional
virtues important to the practice of emergency medicine are vigilance, impartiality,
trustworthiness, and resilience.
Vigilance is perhaps the virtue most emblematic
of emergency medicine. In few other specialties are physicians called upon to
assist patients and colleagues, immediately, twenty-four hours a day. Emergency
physicians must be alert and prepared to meet unpredictable and uncontrollable
demands, despite the circadian disharmony that threatens personal wellness.
The virtuous
emergency physician practices impartiality by giving emergency patients
an unconditional positive regard and treating them in an unbiased, unprejudiced
way. Impartiality is most important in emergency medicine, since many emergency
patients are poor or intoxicated and have poor hygiene, little education, and
value systems at odds with that of the physician. Emergency physicians must
treat perpetrators of violent crime with the same regard as victims and must
resist the temptation to use disparaging remarks and gallows humor to ridicule
psychotic patients or eccentric colleagues. Emergency physicians must be
tolerant of people of different races, creeds, customs, habits, and lifestyle
preferences.
Another
essential virtue of emergency physicians is trustworthiness. Sick and
vulnerable emergency patients are in a dependent relationship, forced to trust
that emergency physicians will protect their interests through competence,
informed consent, truthfulness, and the maintenance of confidentiality.
Emergency physician clinical investigators must also be trustworthy, so that
patient-subjects can trust they will not be exploited for power, profit, or
prestige.
Finally,
emergency physicians require the virtue of resilience in order to remain
composed, flexible, and competent in the midst of clinical chaos. A tired,
overstressed emergency department staff requires elasticity and optimism in
order to stave off cynicism, resignation, disillusionment, numbing and
professional burnout. Resilience enables emergency physicians to meet the
challenges of difficult situations and enables them to encourage others to do
so also. Excellence in emergency medicine requires flexibility, adaptability,
and cooperative ability, allowing one to work well with patients and team
members of all types. Resilience facilitates one’s ability to recover undaunted
from change of misfortune. It is also manifest in an ability to not take
personally every insult hurled by angry patients, bereft families, or
disgruntled coworkers. Resilient persons are hardy, curious, purposeful, and
adaptable; they trust in their own power to influence the course of events.
Maintaining flexibility and coping with the typical circadian disharmony of
emergency work is difficult, but the virtue of resilience, an appropriate sense
of humor, and an unsinkable optimism can keep team spirit afloat even in the
harshest emergency department environment.
B.
The Emergency Physician-Patient Relationship
The
physician-patient relationship is the moral center of medicine and the defining
element in biomedical ethics. The unique nature of emergency medical practice
and the diversity of emergency patients pose special moral challenges, as noted
above. Broad moral principles can nevertheless help to categorize the emergency
physician's fundamental ethical duties. This section will rely on a prominent
principle-based approach to bioethical theory to describe emergency physician
duties of beneficence, nonmaleficence, respect for autonomy, and justice.
1.
Beneficence
Physicians
assume a fundamental duty to serve the best interests of their patients by
treating or preventing disease or injury and by informing patients about their
conditions. Emergency physicians respond promptly to acute illnesses and
injuries in order to prevent or minimize pain and suffering, loss of function,
and loss of life. In pursuing these goals, emergency physicians serve the
principle of beneficence, that is, they act for the benefit of their patients.
To secure the
benefits of health care, patients freely disclose sensitive personal
information to their physicians and allow physicians access to their bodies for
examination and treatment. Patients retain a strong interest, however, in
protecting personal information from unauthorized disclosure and in preventing
unnecessary intrusions on their physical privacy. Emergency physicians also
respect the principle of beneficence, therefore, by protecting the privacy of
their patients and the confidentiality of patient information. Personal
information may only be disclosed when such disclosure is necessary to carry
out a stronger conflicting duty, such as a duty to protect an identifiable
third party from serious harm or to comply with a just law.
2.
Nonmaleficence
At least as
fundamental as the duty to benefit patients is the corresponding duty to
refrain from inflicting harm. This duty, called the duty of nonmaleficence, is
central to maintaining the emergency physician's integrity and the patient's
trust. In contemporary emergency medical care, the potential for significant
patient benefit is often inescapably linked with the potential for significant
complications, side effects, or other harms. Emergency physicians cannot,
therefore, avoid inflicting harms, but they can respect the principle of
nonmaleficence by seeking always to maximize the benefits of treatment and to
minimize the risk of harm. Physicians who lack appropriate training and
experience in emergency medicine should not misrepresent themselves as
emergency physicians. Likewise, in order to avoid unnecessary harm to patients,
physicians without adequate training and knowledge should not practice without
supervision in the emergency department or prehospital setting.
3.
Respect for patient autonomy
Adult patients
with decision-making capacity have a right to accept or refuse recommended
health care, and physicians have a concomitant duty to respect their choices.
This right is grounded in the moral principle of respect for patient autonomy
and is expressed in the legal doctrine of informed consent. According to this
doctrine, physicians must first inform the patient with decision-making
capacity about the nature of his or her medical condition, treatment
alternatives, and their expected consequences, and then obtain the patient’s
voluntary consent to treatment. Emergency physicians also should respect
decisions about a patient's treatment made by an appropriate surrogate decision
maker, if the patient lacks decision-making capacity. Emergency physicians
should be expert in the determination of decision-making capacity and the
identification of appropriate surrogate decision makers if indicated.
Emergency
physicians may treat without securing informed consent when immediate intervention
is necessary to prevent death or serious harm to the patient. This is, however,
a limited exception to the duty to obtain informed consent. When the initiation
of treatment can be delayed without serious harm, informed consent should be
obtained. Even if all the information needed for an informed consent cannot be
provided, the emergency physician should, to whatever extent time allows,
inform the patient (or, if the patient lacks capacity, a surrogate) about the
treatment he or she is providing, and should not violate the explicit refusal
of treatment, if the patient possesses decision-making capacity. In some cases,
for personal and cultural reasons, patients ask that information be given to
family or friends and that these third parties be allowed to make treatment
choices for the patient. Patients may, if they wish, waive their right to
informed consent or delegate decision-making authority for their care to
others. Other exceptions to the duty to obtain informed consent apply when
treatment is necessary to protect the public health and in a limited number of
emergency medicine research protocols where obtaining consent is not feasible,
provided that these research protocols are developed in concordance with
federal guidelines and are approved by the appropriate review bodies.
To choose and
act autonomously, patients must receive accurate information about their
medical conditions and treatment options. Emergency physicians should relay
sufficient information to patients for them to make an informed choice among
various diagnostic and treatment options. Emergency physicians, when speaking
to patients and families, must not overstate their experience or abilities, or
those of their colleagues or institution. They should not overstate the
potential benefits or success rates of the proposed treatment or research.
Significant
moral issues may arise in the care of terminally ill patients. Emergency
physicians should, for example, be willing to respect a terminally ill
patient's wish to forgo life-prolonging treatment, as expressed in a living
will or through a health care agent appointed under a durable power of attorney
for health care. Emergency physicians should also be willing to honor "Do
Not Attempt Resuscitation (DNAR)" orders and other end of life orders,
appropriately executed to express the patient’s treatment preferences.
Emergency physicians should understand established criteria for the
determination of death and should be prepared to assist families in decisions
regarding the potential donation of a patient's organs for transplantation.
4.
Justice
In a broad
sense, acting justly can be understood as acting with impartiality or fairness.
In this sense, emergency physicians have a duty of justice to provide care to
patients regardless of race, color, creed, gender, nationality, or other
irrelevant properties. In a more specific sense, justice refers to the
equitable distribution of benefits and burdens within a community or society.
In the United States, public policy has established a limited right of patients
to receive evaluation and stabilizing treatment for emergency medical
conditions in hospital emergency departments. This policy indirectly ascribes
to emergency physicians a social responsibility to provide necessary emergency
care to all patients, regardless of ability to pay. As noted in the
Principles of Ethics for Emergency Physicians listed above, emergency
physicians also have a duty in justice to act as responsible stewards of the
health care resources entrusted to them. In carrying out this duty, emergency
physicians must make careful judgments about the appropriate allocation of
resources to maximize benefits and minimize burdens.
C.
Emergency Physician Relationships with other Professionals
The practice of
emergency medicine requires multidisciplinary cooperation and teamwork.
Emergency physicians interact closely with a wide variety of other health care
professionals, including emergency nurses, emergency medical technicians, and
physicians from other specialties. General ethical rules governing these
interactions include honesty, respect, appreciation of other perspectives and
needs, and an overriding duty to maximize patient benefit.
1.
Relationships with other physicians
Emergency
physicians, in keeping patient benefit as a primary goal, must participate with
other physicians in the provision of health care. Channels of communication
between health care providers must remain open to optimize patient outcomes.
However, communication may be interrupted when a sick patient requires
immediate and definitive intervention before discussion with other physicians
can take place. When practical, emergency physicians should cooperate with the
patient’s primary care physician to provide continuity of care that satisfies
the needs of the patient and minimizes burdens to other providers. Concerns
regarding the extent of primary care rendered and referral required should be
discussed with the primary physician whenever practical. Emergency physicians
should support the development and implementation of systems that facilitate
communications with primary care providers, consultants, and others involved in
patient care.
On-call
physicians, like emergency physicians, are morally obligated to provide timely
and appropriate medical care. Emergency physicians should strive to treat
consultants fairly and to make care as efficient as possible. The choice of
consultant by the emergency physician may be guided by the preference of both
the primary care physician and the patient or by institutional protocols. If
multiple physicians work in the emergency department, each patient should have
a clearly identified physician who is responsible for his or her care. Transfer
of this responsibility should be clear to the patient, family, and staff involved,
and should be clearly documented in the patient's medical record. When a
patient is discharged from the emergency department, there must be a clear
transfer of responsibility to the admitting or follow-up physician. This
transfer must be clearly communicated to the patient when practical.
Contractual
relationships between an emergency physician and an emergency physician group
should be fair to all parties involved. Emergency medicine business, practices
must be transparently ethical, and compensation should take into account both
clinical and administrative services rendered by the physician. Disagreements
arising from contractual arrangements should be arbitrated appropriately using
a due process approach, whenever possible. Physicians with disabilities,
injuries, or certain infections, such as HIV, may practice emergency medicine
if their conditions do not inhibit proper performance or constitute a threat of
harm to patients or others.
2. Relationships with nurses and
paramedical personnel
Although the
emergency physician assumes primary responsibility for patient welfare,
emergency medicine is a team effort. For any specific patient, the physician
must coordinate the efforts of nurses and support staff. To make the most
effective use of the specific skills and expertise of emergency physicians,
nurses, and other support staff, all should participate in the design and
execution of emergency department care systems and protocols. Neither nurse
practitioners nor physician assistants nor doctors in training should be used
as emergency physician substitutes without adequate supervision and the consent
of patients.
In the
prehospital setting, emergency medical technicians of all levels rely on and
rightfully expect the cooperation of emergency physicians with whom they work.
Base station command physicians and other emergency providers should strive to
work harmoniously with prehospital personnel to optimize care for the patient.
Patient-centered, nonjudgmental, open communication is an important part of ethical
medical command. Hospital and prehospital providers must respect patient
confidentiality and the dignity of all personnel involved.
While emergency
physicians may have greater expertise in scientific and technical matters, they
share equal expertise with other health care workers with regard to moral
judgment. Physicians should encourage involvement of other providers and staff
when difficult moral issues arise.
3. Impaired or incompetent
physicians
The principle
of nonmaleficence dictates that patients be protected from physicians who are
incompetent or impaired. Emergency physicians should strive for technical and
moral excellence and should refrain from fraud or deception. When any physician
is found deficient in competence or character through appropriate peer review
process, it is morally imperative to protect patients and to assist that
physician in addressing and, if possible, overcoming such deficiencies.
Corrective action may include internal discipline or remedial training. To
provide adequate protection for their patients, health care institutions should
require appropriate remediation before the impaired physician returns to
practice.
Whenever an
emergency physician believes that a colleague or consulting physician is
incompetent or impaired by drugs, alcohol, or psychiatric or medical
conditions, he or she should report the impaired physician to the appropriate
institutional and regulatory authorities This should be done with discretion
and sensitivity, and with a clear intention to help the impaired physician
progress toward treatment and recovery. Physicians who conscientiously fulfill
this responsibility should be protected from adverse political, legal, or
financial consequences.
4. Relationships with business
and administration
Emergency
physicians should be advocates for emergency medical care as a fundamental
right. Cost effective and efficient care is important so that resources can be
available to provide care when it is needed. Cooperation with persons whose
expertise is in the management and administration of health care systems is
essential for provision of efficient care. A central role of physicians is to
keep patient interests paramount in administrative and business decisions.
Incentives from
businesses, including managed care organizations and biomedical drug and
equipment manufacturers, should not unduly influence patient-centered clinical
judgment. Gatekeeping activities that threaten patient safety are unethical, as
are clauses that prevent physicians from informing patients about reasonable
treatment alternatives. Physicians should not accept inappropriate gifts,
trips, or other items from pharmaceutical or medical equipment companies or
their representatives.
5. Relationships with
students, trainees, and other learners
Emergency
physicians practicing in academic settings have important moral
responsibilities to medical students, residents, prehospital care personnel,
and learners of all types. Learners depend on their clinical supervisors and
professors to teach them both the moral and technical aspects of emergency
medical practice. In addition to providing explicit instruction, practicing
emergency physicians should serve as role models for ethical behavior in their
relationships with patients, students, research subjects, and other health care
professionals.
Emergency
medicine residents, medical students, and other health care professionals in
training must not be mistreated, abused, or coerced for faculty self-interest.
Teaching physicians must fulfill their obligation to teach and provide
appropriate levels of supervision for students under their tutelage.
Performance evaluations and letters of recommendation require a careful
assessment of the learners’ strengths and weaknesses. Such evaluations must be
accurate and clearly identify those individuals who may jeopardize patient
care. Patient interests should not be compromised in the education process, and
patients should never be required to participate in teaching activities or
research without their consent. Emergency medicine residents must strive to
master the discipline of emergency medicine, including understanding and
accepting their moral duties to patients, profession, and society.
6.
Relationships with the legal system as an expert witness
Expert
witnesses are called on to assess the appropriateness of care provided by
emergency physicians in matters of alleged medical malpractice and peer review.
To assure that unbiased expert witness testimony is available to courts and
panels that are trying to determine the applicable standard of care, the
American College of Emergency Physicians (ACEP) encourages emergency physicians
with sufficient expertise to testify in these venues. ACEP believes that these
expert witnesses, at a minimum, should be emergency physicians who are
certified in emergency medicine by the American Board of Emergency Medicine
(ABEM), the American Osteopathic Board of Emergency Medicine (AOBEM), or, in
pediatric emergency medicine, by the American Board of Pediatrics (ABP), and
who have been actively practicing clinical emergency medicine for at least
three years prior to the date of the incident under review.
As an expert
witness, the physician has a clear ethical responsibility to be objective,
truthful, and impartial, evaluating cases on the basis of generally accepted
practice standards. It is unethical to overstate one’s opinions or credentials,
to misrepresent maloccurence as malpractice, to provide false testimony, or to
use the name of the College as prima facie evidence of expertise.
While
reasonable compensation for a physician’s time is ethically acceptable,
physicians should not provide expert testimony solely for financial gain lest
this unduly influence their testimony.
7.
Relationships with the research community
The emergency
physician researcher should abide by basic moral and legal principles contained
in federal, institutional, and professional guidelines that govern human and
animal research. Basic ethical requirements for research studies include
appropriate study goals, scientifically valid design, appropriate informed
consent, confidentiality of records, and minimization of risks to subjects.
Approval from appropriate institutional review boards is required, but it
remains the responsibility of the investigator to protect the rights and
welfare of patient-subjects. Federal regulations allow institutional review
boards to grant a limited waiver of informed consent in specific emergency
medicine research studies, where multiple additional protections for patient-subjects
are provided. It is imperative that data be collected carefully,
interpreted correctly, and reported accurately; research misconduct and fraud
are grounds for disciplinary action and loss of funding. Emergency physician
investigators should follow responsible authorship practices; for example, all
co-authors should actively participate in all parts of the study, including
literature review, study design, data collection, data analysis, and manuscript
preparation.
D.
The Emergency Physician's Relationship with Society 1.
The emergency physician and society
The emergency
physician owes duties not only to his or her patients, but also to the society
in which the physician and patients dwell. Though the emergency physician's
duty to the patient is primary, it is not absolute. Emergency physician duties
to the general public inform decision-making on a daily basis; for example, the
emergency physician has duties to allocate resources justly, oppose violence,
and promote the public health that sometimes transcend duties to individual
patients. To fulfill demands of equity and justice, society may place limits on
the authority of the physician to satisfy an individual patient's interests.
Emergency physicians should be active in legislative, regulatory,
institutional, and educational pursuits that promote patient safety and quality
emergency care.
2.
Resource allocation and health care access: problems of justice
Both society
and individual emergency physicians confront questions of justice in deciding
how to distribute the benefits of health care and the burdens of financing that
care among the various members of the society. Emergency physicians routinely
address these issues when they assign order of priority for treatment and
choose appropriate diagnostic and treatment resources. In making these
judgments, emergency physicians must attempt to reconcile the goals of
equitable access to health care and just allocation of health care with the
increasing scarcity of resources and the need for cost containment.
3.
Central Tenets Of The Emergency Physician's Relationship With Society
a. Access to emergency medical
care is a fundamental right
As noted above,
US public policy, as articulated in the federal Emergency Medical Treatment and
Active Labor Act (EMTALA), has established access to quality emergency care as
an individual right that should be available to all who seek it. Recognizing that
emergency care makes a substantial contribution to personal well-being,
emergency physicians endorse this right and support the universal access to
emergency care. Denial of emergency care or delay in providing emergency
services on the basis of race, religion, sexual orientation, real or perceived
gender identity, ethnic background, social status, type of illness or injury,
or ability to pay is unethical. Emergency physicians should act as advocates
for the health needs of indigent patients, assisting them in finding
appropriate care. Insurers, including managed care organizations, must support
insured patients' access to emergency medical care for what a prudent layperson
would reasonably perceive as an emergency medical condition. Society, through
its political process, must adequately fund emergency care for all who need it.
Decisions to
limit access to care may be made only when the resources of the emergency
department are depleted. If overcrowding limits access to care, that limit must
be applied equitably, unless the hospital has a unique community resource such
as a trauma center, in which case the selection of a special category of
patient may be acceptable.
Prehospital
care is an essential societal good that emergency physicians, in conjunction
with government, industry, and insurers must continue to make available to all
members of society. All patients seeking assistance of prehospital care
providers should undergo assessment by emergency medical technicians or
paramedics in a timely fashion. Decisions concerning transport to a medical
facility should be made on the basis of medical necessity, patient preference,
and the capacity of the facility to deal with the medical problem.
b.
Adequate inhospital and outpatient resources must be available to guard
emergency patient interests
Patients
requiring hospitalization for further care should not be denied access to an
appropriate medical facility on the basis of financial considerations. Transfer
to another appropriate accepting medical facility for financial reasons may be
effected if a) the patient provides consent and b) there is no undue risk to
the patient. Admission or transfer decisions should be made on the basis of a
patient's best interest.
It is unethical
for an emergency physician to participate in the transfer of an emergency
patient to another medical facility unless the medical benefits reasonably
expected from the provision of appropriate medical treatment at another medical
facility outweigh the risks of the transfer or unless a competent patient, or a
legally responsible person acting on the patient's behalf, gives informed
consent for the transfer. Emergency physicians should be knowledgeable about
applicable federal and state laws regarding the transfer of patients between
health care facilities.
Although the
care and disposition of the patient are primarily the responsibility of the
emergency physician, on-call consultants should share equitably in the care of
indigent patients. This may include an on-site evaluation by the consultant if
requested by the emergency physician.
For patients
who do not require immediate hospitalization but need medical follow-up,
adequate outpatient medical resources should be available both to continue
proper treatment of the patient's medical condition and to prevent the
development of subsequent foreseeable emergencies resulting from the original
medical problem.
c.
Emergency physicians should promote prudent resource stewardship without
compromising quality
Emergency
physicians have an obligation to ensure that quality care is provided to all
patients presenting to the emergency department for treatment. Participation in
quality assurance activities and peer review are important for assuring that
patterns of inadequate care are detected. Participation in continuing education
activities, including the development of scientifically-based practice
guidelines, assists the emergency physician in providing quality care.
Health care
resources, including new technologies, should be used on the basis of
individual patient needs and the appropriateness of the therapy as documented
by medical literature. Diagnostic and therapeutic decisions should be made on
the basis of potential risks and benefits of alternative treatments versus no
treatment. The emergency physician has an obligation to diagnose and treat
patients in a cost-effective manner and must be knowledgeable about
cost-effective strategies; but the physician should not allow cost containment
to impede proper medical treatment of the patient.
The limitation
of health care expenditures is a societal decision that should ideally be made
in the political arena and not at the bedside for individual patients. Lacking
a societal consensus, however, emergency physicians must keep the patient's
interest as a primary concern while recognizing that the medically
non-beneficial testing or treatment is not morally required. Thus, the
emergency physician has dual obligations to allocate resources prudently while
honoring the primacy of patient's best medical interests. d.
The duty to respond to prehospital emergencies and disasters
Because of
their unique expertise, emergency physicians have an ethical duty to respond to
emergencies in the community and offer assistance. This responsibility is
buttressed by local Good Samaritan statutes that protect health care
professionals from legal liability for good-faith efforts to render first aid.
Physicians should not disrupt paramedical personnel who are under base station medical
control and direction.
In a situation
where the resources of a health care facility are overwhelmed by epidemic
illness, mass casualties, or the victims of a natural or manmade disaster, the
prudent emergency physician must make important triage decisions to benefit the
greatest number of potential survivors. When the numbers of patients and
severity of their injuries overpower existing resources, triage decisions
should classify patients according to both their need and their likelihood of
survival. The overriding principle should be to focus health care resources on
those patients most likely to benefit who have a reasonable probability of
survival. Those patients with fatal injuries and those with minor injuries
should be made as comfortable as possible while they await further medical
assistance and treatment.
e.
The duty to oppose violence
Serving as a
societal resource, emergency physicians have the dual obligation to protect
themselves, staff, and patients from violence and to teach EMS personnel under
their supervision to do likewise. Hospitals have a duty to provide adequate
numbers of trained security personnel to assure a safe environment. Ensuring
safety may mean that patients who appear to present a high risk of violence
will lose some autonomy as they are restrained physically or chemically.
Emergency physicians never should resort to restraints or medication for
punitive or vindictive reasons. Restraints are indicated only when there is a
reasonable possibility that patients will harm themselves or others. The need
for restraint of emergency department patients should frequently be
reevaluated.
The emergency
physician has an ethical duty to diagnose, treat, and properly refer suspected
victims of abuse and neglect, including partners, children and dependent
adults, and to report domestic violence to appropriate authorities as permitted
or required by law.
f.
The duty to promote the public health
Emergency
physicians advocate for the public health in many ways, including the provision
of basic health care for many uninsured patients. As a safety net both for
patients who lack other resources of care and for victims of disaster,
emergency departments provide needed care and assistance to many of the most
vulnerable members of society. In times of disaster, pandemic, or other public
health emergencies, emergency departments serve as a vanguard of preparedness
against a constellation of medical and social ills.
Emergency
physicians have first-hand knowledge of the grave harms caused by firearms,
motor vehicles, alcohol, and other causes of preventable illness and injury.
Inspired by this knowledge, emergency physicians should participate in efforts
to educate others about the potential of well-designed laws, programs, and
policies to improve the overall health and safety of the public.
CONCLUSION
Serving
patients effectively requires both scientific and technical competence,
knowledge of what can be done, and moral competence, knowledge of what should
be done. The technical emphasis of emergency medicine must be accompanied by a
corresponding emphasis on character and careful moral reasoning, as emergency
physicians increasingly confront difficult moral questions in clinical
practice.
In the face of
future uncertainties and challenges, ethics will remain central to the clinical
practice of quality emergency medicine. Both technical and moral expertise can
and should be nurtured through advanced preparation and training. The time and
information constrains inherent in emergency practice make reflection on
important ethical principles and values challenging. This Code is
offered both for thoughtful consideration and as a resource when issues arise
in clinical practice. The principles of emergency medical ethics identified
herein may serve as a guide for practitioners and students of this developing
art. Through the process of moral reflection and deliberation, emergency
physicians can make difficult and time-sensitive decisions based on a sound
moral framework that benefits both patients and profession.